Listing Examination Department
●Examine the listing of stocks and derivatives and handle registration matters.
●Draft, study and propagate related rules and regulations.
Listing Supervision Department
●Supervise and administer over stock issuers.
●Draft, study and propagate related rules and regulations.
Trading Department
●Manage the transaction and settlement operations for stocks and derivatives.
●Set up, manage and implement the market surveillance system.
●Draft, study and promote relevant laws and regulations.
●Administer securities firms trading on GTSM.
Bond Department
●Administer over the listing of bonds and derivative products as well as their issuers.
●Manage the transaction and settlement operations for bonds and derivatives.
●Draft, study and promote relevant laws and regulations.
●Administer bond dealers trading on GTSM.
Information Department
●Produce trading information and statistical data.
●Carry out planning of computer system, develop and design software programs.
●Carry out trading data, file, and server management.
Auditing Department
●Carry out audits of finance and business of securities firms.
●Carry out document review of the financial and business reports of securities firms.
Administration Department
●In charge of meeting agenda, document, file and chop management.
●In charge of the purchase, custody and maintenance of contract services and assets.
●In charge of business communication and general affairs.
●In charge of personnel affairs.
●In charge of accounting affairs.
Planning Department
●Business includes: Board meetings; Marketing; Research & Development; Project Planning and International Affairs.
Compliance Department
●Carry out internal audit of finance and business. |